Eric Ray Heckman

Employer firm

Heckman Financial & Insurance Services, Inc. CRD 111549

$116M regulatory AUM 22 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1998 → Present
  Heckman Financial & Insurance Services
  San Jose, CA
• 06/1992 → Present
  Heckman Financial & Insurance Services
  San Jose, CA
• 01/2012 → Present
  Heckman Financial & Insurance Services
  San Jose, CA
• 03/2022 → Present
  Heckman Financial & Insurance Services
  San Jose, CA

Previous Registrations

• 2004-09-13 → 2010-01-28
  On Investment Management Co
  San Jose, CA
• 2002-01-11 → 2004-10-01
  Eagle Strategies Llc
  San Jose, CA

Other Businesses

1)HECKMAN FINANCIAL INSURANCE SERVICES; INVESTMENT RELATED; same address; INSURANCE SALES; OWNER; 06/12/1992 TO PRESENT; 80 HOURS PER MONTH 4 HOURS PER MONTH DURING TRADING; SELL LIFE MEDICAL ANNUITY AND OTHER INSURANCE PRODUCTS. 2)HECKMAN FINANCIAL INSURANCE SERVICES; INVESTMENT RELATED; RIA; PRESIDENT; 12/15/1997 TO PRESENT; 70 HOURS PER MONTH 3 HOURS PER MONTH DURING TRADING; DO FINANCIAL INVESTMENT PLANNING FOR A FEE OR ASSET FOR CLIENTS. 3) Heckman Financial & Insurance Services; Non-Investment Related; Tax Preparer; 01/2012; San Jose, CA; 40 hrs/month during tax season; tax preparation and review. 4)FINANCIAL KNOWLEDGE INSTITUTE; NOT INVESTMENT RELATED; same address FKI CONDUCTS ON SITE EMPLOYEE EDUCATION & COMPANIES BY PROVIDING SPEAKERS KNOWLEGEABLE IN FINANCIAL, ESTATE PLANNING, AND REAL ESTATE; SPEAKER - CHAPTER DIRECTOR; 08/01/2009; SPEAKER WHEN SCHEDULED; 15 HOURS/MONTH(10 DURING SECURITIES TRADING HOURS).

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-04-06

Designations

• Certified Financial Planner
• Chartered Financial Consultant