Robin Lorene Roberts

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1998 → Present
  Raymond James Financial Services
  Syracuse, NY
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Syracuse, NY
• 07/2006 → 08/2017
  Planned Results, Inc
  Syracuse, NY
• 04/2019 → Present
  Planned Results, Inc.
  Syracuse, NY

Other Businesses

(1)Name of Business: Planned Results, Inc Address: 400 Spencer St, Syracuse, NY, 13204, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/13/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: life insurance agent (2) Name of Business: Robin L Roberts Address: 400 Spencer St, Syracuse, NY, 13204, United States Activity Type: Accounting/CPA Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/17/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: personal income tax return preparer (3) Name of Business: Planned Results, Inc. Address: 400 Spencer St, Syracuse, NY, 13204, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/02/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor, Operations Manager. Planned Results, Inc. is our groups dba/support co.

Exams

• S66 Uniform Combined State Law Examination
  2006-06-12
• S63 Uniform Securities Agent State Law Examination
  2006-01-12

Designations

• Certified Financial Planner

Other Names

• Robin Lorene Cargill