Samuel Troy Grezaffi

Current Employers

Employment History

• 07/2017 → 02/2021
  The O.N. Equity Sales Company
  Cincinnati, OH
• 06/2016 → 02/2021
  Ohio National Financial Services
  Cincinnati, OH
• 02/2021 → Present
  Regal Investment Advisors
  Kentwood, MI
• 02/2021 → Present
  Regulus Financial Group
  Kentwood, MI

Previous Registrations

• 2005-01-31 → 2016-07-21
  Park Avenue Securities Llc
  Livonia, LA
  Livonia, LA

Other Businesses

Grezaffi Campsites LLC: This is a family LLC that I am a joint manager/member of this LLC along with my sister for the rest of my family. The LLC holds 49 campsites that we lease to others. My duties are to lease the sites, bill and collect lease money and keep up with the properties. This is not investment related. Grezaffi Properties LLC: This is a family LLC that I am a joint manager/member with my sister for the rest of my family. The LLC holds 150 acres of pasture land along with a one acre commercial lot for sale. The pasture land we rent out to an outside source and we are trying to sell the commercial lot. My duties are to keep tract of the properties. This is a non investment. Grezaffi Enterprise LLC: This is a LLC for tax purposes only. It is used to run commissions from insurance companies through the business for tax purposes. My wife is the only member on the LLC and no marketing goes through or with the name of Grezaffi Enterprises. Other Insurance Services: I receive some commission renewals from other insurance companies from the past along with my wife, Melissa, who is affiliated with several insurance companies. None of these are investment related commissions. Business Name: Disaster Resource Group/Disaster Logistic Services - Investment Related: No - Address: 8868 Elton St, Livonia, LA 70755 - Nature of Business: Hurricane Relief - Title or Relationship: Site Manager - Start Date: 4/1/2023 - Hours per month: 100 - Hours per month during trading hours: 60 - Duties: Assist with hurricane disaster relief occurring typically 1-2 weeks out of a year. Business Name: A B & S Construction - Investment Related: No - Address: 6750 Rougon Rd, Port Allen, LA 70767 - Nature of Business: Hurricane Relief - Title or Relationship: Equipment Driver - Start Date: 10/21/2024 - Hours per month: 10 - Hours per month during trading hours: 4 - Duties: Assist with hurricane disaster relief occurring typically 1-2 days before and after a hurricane.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-01-22
• S63 Uniform Securities Agent State Law Examination
  1996-03-01

Other Names

• Troy Grezaffi