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Employer firm

Kg Capital Management, LLC CRD 164500

$200M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Kg Capital Management, Llc

4782 Prosperity Street, Saint Francisville, LA 70775 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2017-10-24
TX RA APPROVED 2017-08-28
LA RA APPROVED 2012-07-31
  • AL RA
    APPROVED
    Since 2017-10-24
  • TX RA
    APPROVED
    Since 2017-08-28
  • LA RA
    APPROVED
    Since 2012-07-31

Branch Locations

4782 Prosperity Street, Saint Francisville, LA 70775 • United States

4782 Prosperity Street, Saint Francisville, LA 70775 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kg Capital Management, Llc Saint Francisville LA 05/2012 Present
Purshe Kaplan Sterling Investments Inc Albany NY 08/2012 Present
  • 05/2012 → Present
    Saint Francisville, LA
  • 08/2012 → Present
    Purshe Kaplan Sterling Investments Inc
    Albany, NY
Previous Registrations
  • 2008-04-21 → 2012-08-15
    Brokersxpress Llc
    Baton Rouge, LA
    Chicago, IL
    Baton Rouge, LA
  • 2002-11-13 → 2003-03-26
    Msi Financial Services, Inc.
    Baton Rouge, LA
Other Businesses

1) PURSHE KAPLAN STERLING INVESTMENTS, INC. -INVESTMENT RELATED- PROVIDING VARIOUS LIFE AND HEALTH INSURANCE PRODUCTS TO CLIENTS VIA BROKER DEALER. 2) THREE RIVERS CONSULTING GROUP, LLC; NOT INVESTMENT RELATED; Physical Address - 4782 Prosperity St. Saint Francisville, LA 70775; Mailing Address - PO Box 1220 Saint Francisville, LA 70775; COMPANY REAL ESTATE TRANSACTIONS, MINERAL LEASE CONSULTING; MEMBER; 2016-11-16; 5 HOURS PER MONTH DURING TRADING HOURS; BUY AND MAINTAIN REAL ESTATE FOR THE COMPANY AND WILL ADVISE LAND OWNERS REGARDING MINERAL LEASING ACTIVITIES. 3) PROSPERITY STREET INVESTMENT COMPANY; NOT INVESTMENT RELATED; Physical Address - 4782 Prosperity St. Saint Francisville, LA 70775; Mailing Address - PO Box 1220 Saint Francisville, LA 70775; Buying and maintaining real estate; Member; 2025-06; LESS THAN 1 HOUR PER MONTH DURING TRADING HOURS. 4) GSK MANAGEMENT SERVICES, LLC; NOT INVESTMENT RELATED; 32634 GREENWELL SPRINGS ROAD, GREENWELL SPRINGS, LA 70739; TAX SHELTER (the entity does not conduct any business); PRESIDENT; START DATE: 2006; 1 HOUR PER MONTH DURING TRADING HOURS; SET UP FOR PERSONAL INCOME TAX PURPOSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-10
  • S66 Uniform Combined State Law Examination
    2011-06-10
Other Names
  • Si Kora
  • Gabriel S. Kora

View on SEC IAPD

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