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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-06-30
OH RA APPROVED 2023-10-18
FL RA APPROVED 2008-10-22
  • SC RA
    APPROVED
    Since 2025-06-30
  • OH RA
    APPROVED
    Since 2023-10-18
  • FL RA
    APPROVED
    Since 2008-10-22

Branch Locations

1800 North Military Trail Suite 340, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors West Palm Beach FL 07/2008 Present
Agia Houston TX 12/2022 Present
  • 07/2008 → Present
    Valic Financial Advisors
    West Palm Beach, FL
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-20
S65 Uniform Investment Adviser Law Examination 1999-05-08
S63 Uniform Securities Agent State Law Examination 1996-05-07
  • S66 Uniform Combined State Law Examination
    2008-10-20
  • S65 Uniform Investment Adviser Law Examination
    1999-05-08
  • S63 Uniform Securities Agent State Law Examination
    1996-05-07

View on SEC IAPD

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