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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-05-06
  • MO RA
    APPROVED
    Since 2024-05-06

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Barnhart, MO • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2016-07-13
  • MO RA
    APPROVED
    Since 2016-07-13

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Barnhart, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Saint Louis MO 11/2016 Present
Other Businesses

ELITE MOBILE SERVICE LLC, NOT INV RELATED, BARNHART, MO, 100% OWNERSHIP, START 5/25/2020, 12 HOURS PER MONTH, ZERO DURING TRADING, MOBILE REPAIR SERVICE FOR TRUCKS AND TRAILERS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1995-07-14
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1995-07-14
Other Names
  • Sondra Kay Upchurch
  • Sondra Kay Haney
  • Sondra Kay Stringer
  • Sondra K Upchurch
  • Sondra K James

View on SEC IAPD

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