John C Nielsen

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 11/2016
  Wells Fargo Advisors Llc
  Scottsdale, AZ
• 11/2016 → 07/2017
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 07/2017 → Present
  Lpl Financial Llc
  Scottsdale, AZ
• 07/2017 → Present
  Stratos Wealth Partners
  Scottsdale, AZ

Previous Registrations

• 2011-05-27 → 2017-07-31
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 2008-09-11 → 2011-05-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Phoenix, AZ

Other Businesses

1)7/27/17- LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 2)7/27/17- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- Scottsdale, AZ- start date 7/2017- 100% 3)7/27/17- Non-Variable Insurance- Agent- Life, Health, Disability, and LTC- Inv. Related- Scottsdale, AZ- start date 7/0217- 5% 4) 08/03/2017-Stratos Wealth Partners, LTD-Investment related- At reported business location(s)-Registered Investment Advisor Hybrid- IAR-started 07/2017-Hours per month 160/Hours during trading 8-Time spent percent 100%-I provide investment advisory services through Stratos Wealth Partners, LTD., an independent investment advisor firm. I started this business activity in 07/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2008-09-04
• S63 Uniform Securities Agent State Law Examination
  1992-03-28

Other Names

• Jay Nielsen
• John Christian Nielsen
• Jay Nielsen