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2444 Wilshire Blvd Suite 303, Santa Monica, CA 90403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-11-04 |
| HI | RA | APPROVED | 2011-11-04 |
| TX | RA | APPROVED_RES | 2010-09-07 |
| OK | RA | APPROVED | 2010-08-31 |
Branch Locations
10900 Hefner Pointe Drive Suite 502, Oklahoma City, OK 73120 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Oklahoma City | OK | 04/2004 | Present |
| Westside Investment Management, Inc. | Oklahoma City | OK | 01/2015 | Present |
1. 2/3/2010: OTHER-OIL/GAS - PARTICIPATED IN AN OIL/GAS LEASE ON FAMILY FARM. - TIME SPENT 0% - OK. 2. 12/15/2010: REAL ESTATE RENTAL - OWN AND RENT A SINGLE FAMILY HOME. THE TENANTS ARE NOT CLIENTS OF LPL OR OUR RIA. - INVESTMENT RELATED - TIME SPENT 1% - TOPANGA, CA. 3. 1/6/2015: REGISTERED INVESTMENT ADVISOR HYBRID - WESTSIDE INVESTMENT MANAGEMENT, INC. - STARTED 01/01/15 - INVESTMENT RELATED - 120 HOURS PER MONTH/4 HOURS DURING TRADING - 2444 WILSHIRE BLVD SUITE 303 SANTA MONICA, CA 90403. 4. 2/17/2015: NON-VARIABLE INSURANCE - VARIOUS - START DATE=02/17/2015 - INVESTMENT RELATED - 1 HOUR PER MONTH DURING TRADING - 10900 HEFNER POINT DRIVE, SUITE 502, OKLAHOMA CITY OK 73120. 5. 1/29/2016: CGT TODD'S MINERALS LLC - Investment Related - NO ADDRESS PROVDING SERVICES - Business Entity For Tax/Investment Purposes Only - Started 01/29/2016 - 2 Hours Per Month/0 Hours During Securities Trading. 6. 7/11/2017 - Calumet Industries - Not Investment Related - 14005 West Highway 66, Calumet, Oklahoma - Other-Business Owner - Started 10/31/2012 - 1 Hour Per Month/0 Hours During Securities Trading. 7. 11/6/2019 - No Business Name - Investment Related - Afton, Ok 74331 - Real Estate Rental - Started 07/08/2019 - 1 Hours Per Month/0 Hours During Securities Trading. 8. 03/16/2022 - DTC Investment Management, INC.- Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 02/01/2022 - 35 Hours Per Month/4 Hours During Securities Trading. 9. 03/25/2022 - Westside Investment Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/07/2022 - 35 Hours Per Month/4 Hours During Securities Trading. 10. 06/15/2022 - No Business Name - Investment Related - Afton, OK 74331 - Real Estate Rental - Start Date - 06/30/2022 - 2 Hours Per Month/ 0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-03 |
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