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Elizabeth Ellen Wiley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lynchburg, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-26
VA RA APPROVED 2019-11-25
  • TX RA
    APPROVED_RES
    Since 2019-11-26
  • VA RA
    APPROVED
    Since 2019-11-25

Branch Locations

1705 Enterprise Dr, Lynchburg, VA 24502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lynchburg VA 10/2016 Present
Lynchburg City School Lynchburg VA 01/2014 09/2016
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-21
S63 Uniform Securities Agent State Law Examination 2019-04-12
  • S65 Uniform Investment Adviser Law Examination
    2019-11-21
  • S63 Uniform Securities Agent State Law Examination
    2019-04-12
Other Names
  • Elizabeth Ellen Proffitt
  • Ellen Proffitt
  • Elizabeth Proffitt Bass
  • Ellen Bass
  • Ellen Proffitt

View on SEC IAPD

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