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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-02 |
| NM | RA | APPROVED | 2015-05-29 |
Branch Locations
6000 Uptown Blvd Ne, Ste 100, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Ins Co | Mesa | AZ | 05/2006 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2015 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2015 | Present |
1)CURIS RIS LLC, 6000 UPTOWN BLVD NE, STE 330, ALBUQUERQUE, NM, 4/22/2015 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 0/TRADING. 2)CURIS RIS, LLC, ALBUQUERQUE, NM, SINCE 4/2015. INSURANCE DBA - NOT INVESTMENT RELATED - DEVOTES 2 HR/MO - NONE DURING TRADING. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 05/29/15. 4)PARENTS REACHING OUT, 1920 COLUMBIA DR SE, ALBUQUERQUE, NM, 1/01/2019 AS BOARD MEMBER. NIR - 20/YR - 0/TRADING. 5)UNM ALUMNI ASSOCIATION, HODGIN HALL MSC 011160, 1889 CENTRAL AVE NE, ALBUQUERQUE, NM, BOARD MEMBER OF NON-PUBLIC ENTITY, 08/17/20, INV REL, 1/MO- 0/TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-09 |
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