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William Patrick Hackett

Wave & Breakout L.L.C.

Orland Park, IL

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Current Employers
Wave & Breakout L.L.C.

15255 South 94Th Ave, Suite #500, Orland Park, IL 60462 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-05-10
  • IL RA
    APPROVED
    Since 2018-05-10

Branch Locations

15255 South 94Th Ave, Suite #500, Orland Park, IL 60462 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Orland Park IL 06/2014 01/2018
Wave & Breakout Llc Orland Park IL 04/2011 Present
  • 06/2014 → 01/2018
    Waddell & Reed Inc
    Orland Park, IL
  • 04/2011 → Present
    Wave & Breakout Llc
    Orland Park, IL
Previous Registrations
  • 2018-05-10 → 2025-12-31
    Wave & Breakout L.L.C.
    Orland Park, IL
  • 2018-05-10 → 2024-12-31
    Wave & Breakout L.L.C.
    Orland Park, IL
  • 2018-05-10 → 2023-12-31
    Wave & Breakout L.L.C.
    Orland Park, IL
  • 2018-05-10 → 2022-12-31
    Wave & Breakout L.L.C.
    Orland Park, IL
  • 2014-06-30 → 2018-01-26
    Waddell & Reed
    Mokena, IL
    Savage, MN
  • 2006-05-15 → 2009-03-09
    Banc Of America Investment Services, Inc.
    Chicago, IL
  • 2004-06-30 → 2006-05-15
    Uvest Financial Services Group, Inc.
    Tinley Park, IL
Other Businesses

04/2014-Present, Various Insurance Carriers For W&R Insurance Agencies Inc, Orland Park, IL, Investment-Related, Insurance Sales, Insurance Agent. 01/2016-Present, St Julies Billiart Church, Tinley Park, IL, Investment Related:N, Non For Profit, Finance Committee Chair, 1 Hrs/Mo, 0 Hrs/Day During Security Trading Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-27
S65 Uniform Investment Adviser Law Examination 2003-12-11
S63 Uniform Securities Agent State Law Examination 1992-03-23
  • S66 Uniform Combined State Law Examination
    2014-06-27
  • S65 Uniform Investment Adviser Law Examination
    2003-12-11
  • S63 Uniform Securities Agent State Law Examination
    1992-03-23

View on SEC IAPD

Other Firms

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CETERA INVESTMENT ADVISERS LLC
W&S BROKERAGE SERVICES, INC.
HIGHPOINT PLANNING PARTNERS
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

ANDREA PAGLIARO
Randall Andrew Scianna
KRISTEN ANNE ROSE
CHRISTINA A Valtierra
Pamela Jean Tattas
MARK ANTHONY GIOVANAZZI
DEBRA J BAKER
CRAIG PATRICK CUNNINGHAM

Other Offices

MORGAN STANLEY · Orland Park, IL
OSAIC WEALTH, INC. · Orland Park, IL
CETERA INVESTMENT ADVISERS LLC · ORLAND PARK, IL
W&S BROKERAGE SERVICES, INC. · ORLAND PARK, IL
HIGHPOINT PLANNING PARTNERS · ORLAND PARK, IL
WELLS FARGO CLEARING SERVICES, LLC · ORLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ORLAND PARK, IL
AMERIPRISE FINANCIAL SERVICES, LLC · ORLAND PARK, IL

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