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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-23 |
Branch Locations
607 W 3Rd St, Austin, TX 78701 • United States
1803 Broadway St, San Antonio, TX 78215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Austin | TX | 12/1983 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 10/2009 | Present |
1)HEARTGIFT ADVISORY COUNCIL-1010 WEST 40TH,AUSTIN, TX -04/15/2008-- AMBASSADOR TO HEARTGIFT IN CREATING AWARENESS AND SUPPORTERS FOR THE ORGANIZATION.NOT FOR PROFIT-- HEART OPERATIONS FOR CHILDREN OF OTHER COUNTRIES, WHO ARE FLOWN INTO AUSTIN FOR THESE LLIFE SAVING SURGERIES AT DELL CHILDRNE'S MEDICAL CENTER OF CENTRAL TEXAS. I*109733 For profit or not for profit: Non-Profit Organization Name of outside business organization: Breakthrough Austin Investment related: N Address of business: Austin, Texas 78702 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 11/9/2017 Number of hours devoted: 40 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Co-Chair fundraiser I*10541 For profit or not for profit: Non-Profit Organization Name of outside business organization: JUNIOR LEAGUE OF AUSTIN Investment related: Address of business: Austin, Texas 78731 Nature of business: Charitable Organization, Position, title, association: Participant, Start date of relationship: 5/31/1994 Number of hours devoted: 50 hour(s) Annually Number of hours devoted during trading hours: Duties: Sustaining member and advisor on various committees and initiatives. I am Co-Chair of their Capital Campaign. Participate in fundraising activities. No financial committees I*118308 For profit or not for profit: Non-Profit Organization Name of outside business organization: E3 Alliance Investment related: N Address of business: Austin, Texas 78752 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 10/18/2018 Number of hours devoted: 30 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Board Member and fundraiser I*136208 For profit or not for profit: Non-Profit Organization Name of outside business organization: Headliners Club Investment related: Address of business: Austin, Texas 78701 Nature of business: Charitable Organization, Compensation for Activity: Position, title, association: Director, Start date of relationship: 3/1/2021 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Private Membership/Dining Club and I will be on the Board of Directors I*354277 For profit or not for profit: Entity Charitable Name of outside business organization: Helping Hand Home Society Investment related: N Address of business: Austin, Texas, 78751, United States Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 8/21/2023 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Member in the society to raise money for the most severely abused children at the home. Will chair an annual fundraising luncheon.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-31 |
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