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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-10-23
  • TX RA
    APPROVED
    Since 2009-10-23

Branch Locations

607 W 3Rd St, Austin, TX 78701 • United States

1803 Broadway St, San Antonio, TX 78215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Austin TX 12/1983 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 10/2009 Present
Previous Registrations
  • 2003-01-03 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Austin, TX
    Austin, TX
Other Businesses

1)HEARTGIFT ADVISORY COUNCIL-1010 WEST 40TH,AUSTIN, TX -04/15/2008-- AMBASSADOR TO HEARTGIFT IN CREATING AWARENESS AND SUPPORTERS FOR THE ORGANIZATION.NOT FOR PROFIT-- HEART OPERATIONS FOR CHILDREN OF OTHER COUNTRIES, WHO ARE FLOWN INTO AUSTIN FOR THESE LLIFE SAVING SURGERIES AT DELL CHILDRNE'S MEDICAL CENTER OF CENTRAL TEXAS. I*109733 For profit or not for profit: Non-Profit Organization Name of outside business organization: Breakthrough Austin Investment related: N Address of business: Austin, Texas 78702 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 11/9/2017 Number of hours devoted: 40 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Co-Chair fundraiser I*10541 For profit or not for profit: Non-Profit Organization Name of outside business organization: JUNIOR LEAGUE OF AUSTIN Investment related: Address of business: Austin, Texas 78731 Nature of business: Charitable Organization, Position, title, association: Participant, Start date of relationship: 5/31/1994 Number of hours devoted: 50 hour(s) Annually Number of hours devoted during trading hours: Duties: Sustaining member and advisor on various committees and initiatives. I am Co-Chair of their Capital Campaign. Participate in fundraising activities. No financial committees I*118308 For profit or not for profit: Non-Profit Organization Name of outside business organization: E3 Alliance Investment related: N Address of business: Austin, Texas 78752 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 10/18/2018 Number of hours devoted: 30 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Board Member and fundraiser I*136208 For profit or not for profit: Non-Profit Organization Name of outside business organization: Headliners Club Investment related: Address of business: Austin, Texas 78701 Nature of business: Charitable Organization, Compensation for Activity: Position, title, association: Director, Start date of relationship: 3/1/2021 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Private Membership/Dining Club and I will be on the Board of Directors I*354277 For profit or not for profit: Entity Charitable Name of outside business organization: Helping Hand Home Society Investment related: N Address of business: Austin, Texas, 78751, United States Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 8/21/2023 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Member in the society to raise money for the most severely abused children at the home. Will chair an annual fundraising luncheon.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-02
S63 Uniform Securities Agent State Law Examination 2002-01-31
  • S66 Uniform Combined State Law Examination
    2003-01-02
  • S63 Uniform Securities Agent State Law Examination
    2002-01-31
Other Names
  • Amber Lynn Mcgee
  • Amber Mcgee

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