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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-01-23 |
| TX | RA | APPROVED_RES | 2020-03-03 |
| MO | RA | APPROVED | 2011-10-14 |
Branch Locations
6181 Bennett Drive Suite 200, Edwardsville, IL 62025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | St. Louis | MO | 10/2011 | 10/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney | Edwardsville | IL | 10/2022 | 12/2022 |
| Morgan Stanley Smith Barney | Clayton | MO | 12/2022 | 02/2023 |
| Morgan Stanley Smith Barney | Edwardsville | IL | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-11 |
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