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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

2701 University Ave Se, Minneapolis, MN 55414 • United States

Eagan, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc St Paul MN 08/2005 08/2023
Cri Securities, Llc St Paul MN 08/2005 10/2021
North Star Consultants, Inc Minneapolis MN 03/1986 Present
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
North Star Resource Group Minneapolis MN 08/2023 Present
  • 08/2005 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 08/2005 → 10/2021
    Cri Securities, Llc
    St Paul, MN
  • 03/1986 → Present
    North Star Consultants, Inc
    Minneapolis, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
  • 08/2023 → Present
    North Star Resource Group
    Minneapolis, MN
Previous Registrations
  • 2013-12-20 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    Minneapolis, MN
    St. Paul, MN
  • 2013-12-20 → 2021-10-20
    Cri Securities, Llc
    Minneapolis, MN
    Minneapolis, MN
Other Businesses

1. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-19
  • S66 Uniform Combined State Law Examination
    2005-12-19
Designations
Other Names
  • Carrie Wills Poulos
  • Carrie Wills Hancock

View on SEC IAPD

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