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Charles Arthur Wood

Raymond James & Associates, Inc.

Fairhope, AL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-28
AL RA APPROVED 2016-06-28
  • TX RA
    APPROVED
    Since 2016-11-28
  • AL RA
    APPROVED
    Since 2016-06-28

Branch Locations

101 Lottie Lane Suite 4, Fairhope, AL 36532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Baldwin AL 06/2016 Present
  • 06/2016 → Present
    Raymond James & Associates
    Baldwin, AL
Previous Registrations
  • 2007-08-14 → 2016-06-08
    Wells Fargo Clearing Services, Llc
    Mobile, AL
    Mobile, AL
    Gulf Shores, AL
    Bay Minnette, AL
    Spanish Fort, AL
    Birmingham, AL
    Birmingham, AL
    Spanish Fort, AL
    Daphne, AL
    Foley, AL
    Birmingham, AL
    Newton, AL
    Loxley, AL
    Fairhope, AL
    Birmingham, AL
    Loxley, AL
    Gulf Shores, AL
    Foley, AL
    Gulf Shores, AL
  • 2001-04-26 → 2007-08-20
    Citigroup Global Markets Inc.
    Mobile, AL
    Mobile, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-11
S63 Uniform Securities Agent State Law Examination 1992-04-03
  • S65 Uniform Investment Adviser Law Examination
    1999-08-11
  • S63 Uniform Securities Agent State Law Examination
    1992-04-03
Other Names
  • Chuck Wood

View on SEC IAPD

Other Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
NAVIANT PARTNERS, LLC
APTUS CAPITAL ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PNC WEALTH MANAGEMENT LLC
WELLS FARGO CLEARING SERVICES, LLC
HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

GEOFFREY FORD KENNEDY
DOUGLAS FORD KENNEDY
Tenzin Phuntsok
MARK ALAN CALLAHAN
JOHN LUKE TYNER
BECKHAM DAVID WYRICK
Joseph Robert King
William Herbert Graham

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FAIRHOPE, AL
NAVIANT PARTNERS, LLC · FAIRHOPE, AL
APTUS CAPITAL ADVISORS, LLC · FAIRHOPE, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairhope, AL
PNC WEALTH MANAGEMENT LLC · FAIRHOPE, AL
WELLS FARGO CLEARING SERVICES, LLC · FAIRHOPE, AL
HAYEK KALLEN INVESTMENT MANAGEMENT L.L.C. · FAIRHOPE, AL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · FAIRHOPE, AL

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