Matthew Farley Lane

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 07/2018
  Morgan Stanley Smith Barney
  Red Bank, NJ
• 01/2015 → 07/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 07/2018 → Present
  Rbc Capital Markets, Llc.
  Red Bank, NJ
• 08/2018 → 12/2023
  City National Bank
  Red Bank, NJ

Previous Registrations

• 2009-06-01 → 2018-07-13
  Morgan Stanley
  Red Bank, NJ
  Red Bank, NJ
• 2008-11-13 → 2009-06-01
  Citigroup Global Markets Inc.
  Red Bank, NJ
• 2004-05-24 → 2008-11-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Red Bank, NJ
  Red Bank, NJ

Exams

• S66 Uniform Combined State Law Examination
  2000-12-05
• S63 Uniform Securities Agent State Law Examination
  1992-04-23

Other Names

• Matthew F Lane