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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-14
GA RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2019-01-14
  • GA RA
    APPROVED
    Since 2013-02-13

Branch Locations

260 Brookstone Centre Parkway, Columbus, GA 31904 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Columbus GA 02/2013 Present
Previous Registrations
  • 2009-01-09 → 2013-02-13
    Morgan Keegan & Company, Llc
    Columbus, GA
  • 1995-01-27 → 2009-01-23
    Columbus, GA
    Columbus, GA
Other Businesses

(1) "*AMERICAN LITTLE LEAGUE*DOUBLE CHURCHES ROAD COLUMBUS , GA 31904 *INVESTMENT RELATED: NO*ASSIST IN FUND RAISING*DIRECTOR/ OFFICER/MEMBER-BOARD OR COMMITTEE*NOVEMBER 2010*.5*0*"

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-16
S63 Uniform Securities Agent State Law Examination 1992-06-17
  • S65 Uniform Investment Adviser Law Examination
    1997-07-16
  • S63 Uniform Securities Agent State Law Examination
    1992-06-17

View on SEC IAPD

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