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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-05 |
| VA | RA | APPROVED | 2019-01-02 |
Branch Locations
4801 Cox Rd. Ste. 111, Glen Allen, VA 23060 • United States
333 Mclaws Circle, Suite 1, Newport News, VA 23185 • United States
5066 S Amherst Hwy Ste 104, Madison Heights, VA 24572-2442 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Securities | Richmond | VA | 09/2016 | 12/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2019 | Present |
1. RENTAL PROPERTY OWNER, RICHMOND, VA 01/2011, NIR 5/YR-0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-10/WK-10/TRADING. SEE EMPLOYMENT FOR START DATE. 3. TAG ADVISORS, 4801 Cox Rd, Suite 102, Glen Allen VA 23060, United States, 01/02/2018, Investment Advisor Representative, Employee (receive a W-2), NIR, 40 HR/MO - 40 HR/MO TRADING 4. QUINTO FINANCIAL SERVICES, 333 McLaws Circle, Suite 1, Williamsburg, VA 23185, 02/2026, Investment Advisor Representative, Insurance/Benefits/Human Resources, NIR, 80 HR/MO, 80 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-22 |
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