Herbert Leo Modrak

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 12/2018
  Bb&T Securities
  Richmond, VA
• 01/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-09-13 → 2019-01-04
  Bb&T Securities, Llc
  Richmond, VA
• 2013-02-01 → 2015-01-02
  Cary Street Partners
  Richmond, VA
• 2011-09-02 → 2012-11-19
  Truist Investment Services, Inc.
  Richmond, VA
  Richmond, VA

Other Businesses

1. RENTAL PROPERTY OWNER, RICHMOND, VA 01/2011, NIR 5/YR-0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-10/WK-10/TRADING. SEE EMPLOYMENT FOR START DATE. 3. TAG ADVISORS, 4801 Cox Rd, Suite 102, Glen Allen VA 23060, United States, 01/02/2018, Investment Advisor Representative, Employee (receive a W-2), NIR, 40 HR/MO - 40 HR/MO TRADING 4. QUINTO FINANCIAL SERVICES, 333 McLaws Circle, Suite 1, Williamsburg, VA 23185, 02/2026, Investment Advisor Representative, Insurance/Benefits/Human Resources, NIR, 80 HR/MO, 80 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2011-09-01
• S63 Uniform Securities Agent State Law Examination
  2008-02-22

Other Names

• Herbert Leo Modrak
• Herbert Leo Modrak