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601 Carlson Parkway Suite 850, Minnetonka, MN 55305-5231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-11-12 |
Branch Locations
601 Carlson Parkway Suite 850, Minnetonka, MN 55305-5231 • United States
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-04-07 |
Branch Locations
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Predictive Maintenance Ndt | West Palm Beach | FL | 02/2013 | 07/2018 |
| Welsh Securities Llc | Minnetonka | MN | 05/2014 | 09/2016 |
| Locorr Distributors, Llc | Excelsior | MN | 09/2016 | 10/2019 |
| Lake Street Capital Markets | Minneapolis | MN | 05/2021 | 02/2022 |
| Self Employed | Plymouth | MN | 10/2019 | 06/2020 |
| Ehlers | Roseville | MN | 07/2020 | 05/2022 |
| Self Employed | Crosby | MN | 02/2022 | 06/2023 |
| Encore Group | Crosby | MN | 07/2023 | Present |
| Oakwood Capital Securities, Inc | Minneapolis | MN | 05/2022 | Present |
| Oakwood Capital, Inc | Minneapolis | MN | 02/2022 | Present |
Encore Group; Compliance Consultant; Non-investment related at 36369 Dolney Lake Rd, Crosby, MN 56441 since 07/2023; Provide compliance and regulatory support as employee of Encore Group to FINRA member firms, registered investment advisers, and municipal advisers. 20-25 hours per week primarily during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-15 |
| S65 | Uniform Investment Adviser Law Examination | 1996-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-02 |
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