Charles Phillip Melka

Current Employers

Employment History

• 01/2015 → Present
  Lpl Financial, Llc
  Glen Ellyn, IL
• 07/2015 → Present
  Sequoia Wealth Management, Llc
  Glen Ellyn, IL

Previous Registrations

• 2015-02-02 → 2015-08-10
  Level Four Advisory Services
  Naperville, IL
  Dallas, TX
• 2001-06-07 → 2015-01-26
  Securian Financial Services, Inc.
  Deerfield, IL
  Glen Ellyn, IL
  Glen Ellyn, IL

Other Businesses

1. 07/08/2016: No Business Name - Non-Variable Insurance Trails Only - INV REL - At Reported Business Location(s) - Start 01/23/2015 - *Servicing Only* a) Financial and Insurance advisor b) No c) This is not a separate business and is included with my Overall Financial advising of my clients. The mechanics of this OBA are as follows: Since Minnesota Life/Securian will Not make me my client's "Servicing agent" on their Minnesota Life and Standard Disability policies, I am required to prepare an Authorization letter and send to GCG Financial (former employer). In the letter, my Client's request that GCG financial provide me with their Policy information. That way, I can get the client's Policy values, illustrations etc... to review as part of their Financial review. Also, I can change their beneficiaries, when requested and other administrative items that I submit forms to be processed on the clients behalf to GCG financial. Then they provide me the confirmations that they completed whatever the client requested. - 3 Hr/Mo; 3 Hours During Securities Trading. 2. 10/16/2017 - CPM Financial Services, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/01/2017 - 220 Hours Per Month/160 Hours During Securities Trading. 3. 02/17/2022 - Sequoia Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 07/15/2015 - 12 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through Sequoia Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 7/2015. I expect to spend approximately 12 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-02
• S63 Uniform Securities Agent State Law Examination
  1992-03-18

Designations