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1 North Franklin Suite 1850, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-01 |
| OH | RA | APPROVED | 2024-11-01 |
Branch Locations
799 Roosevelt Road Building 4, Ste 301, Glen Ellyn, IL 60137 • United States
1 North Franklin Suite 1850, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 05/2014 | 11/2024 |
| Private Client Services | Glen Ellyn | IL | 11/2024 | Present |
| Ek&A | Glen Ellyn | IL | 08/2001 | Present |
| Vestgen Advisors, Llc | Glen Ellyn | IL | 11/2024 | Present |
1) Fixed Insurance - Multiple companies. 799 Roosevelt Road, Bldg 4, Glen Ellyn, IL 60137. Various life, LTD, LTC insurance. Financial advisor. <10hrs/mo; <5 during trading hrs. Not investment related. 2) Rental Property. 638 Pleasant Avenue, Glen Ellyn 60137. Rental home single family. Landlord. <1 hr/mo; 0 during trading hrs. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-10 |
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