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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-08-19
  • IL RA
    APPROVED
    Since 2011-08-19

Branch Locations

799 Roosevelt Rd Bldg 3, Ste 102, Glen Ellyn, IL 60137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael N Mahoney, Cpa Wheaton IL 11/1998 11/2016
Cetera Financial Specialists Llc Schaumburg IL 06/2004 Present
Michael N. Mahoney Financial Services Wheaton IL 09/1989 11/2016
Mahoney Advisors, P.C. Glen Ellyn IL 09/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2004 Present
  • 11/1998 → 11/2016
    Michael N Mahoney, Cpa
    Wheaton, IL
  • 06/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 09/1989 → 11/2016
    Michael N. Mahoney Financial Services
    Wheaton, IL
  • 09/2024 → Present
    Mahoney Advisors, P.C.
    Glen Ellyn, IL
  • 06/2004 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: MAHONEY ADVISORS, P.C..; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT/ FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40+ HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 HOURS; BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS. 2. NAME OF OTHER BUSINESS: N/A , INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: DRONE VIDEOS, START DATE:11/2024, POSITION/TITLE/RELATIONSHIP PROPRIETOR, APX NUMBER OF HOURS PER WEEK: 8, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: CREATE VIDEOS FOR SOCIAL MEDIA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-19
S63 Uniform Securities Agent State Law Examination 1992-11-25
  • S65 Uniform Investment Adviser Law Examination
    2001-12-19
  • S63 Uniform Securities Agent State Law Examination
    1992-11-25

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