Chad Mitchell Koehn

Employer firm

United Capital Management Of Kansas, Inc. CRD 157755

$885M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1992 → Present
  Various Insurance Carriers
  Salina, KS
• 01/2004 → 10/2020
  Sterne Agee Financial Services, Inc
  Great Bend, KS
• 01/2004 → Present
  United Capital Management Of Kansas, Inc.
  Salina, KS
• 07/2011 → 07/2022
  United Capital Management Of Kansas, Inc.
  Salina, KS

Previous Registrations

• 2005-10-25 → 2015-09-09
  Intl Advisory Consultants Inc.
  Salina, KS
• 2004-01-27 → 2004-02-27
  Sterne, Agee & Leach, Inc.
  Salina, KS
• 1997-07-01 → 2004-01-26
  Waddell & Reed
  Salina, KS

Other Businesses

1. UNITED CAPITAL INSURANCE; INVESTMENT-RELATED; 227 N SANTA FE, SALINA, KS 67401; INSURANCE, OWNER AND AGENT; 2004 - PRESENT; APPROX. 5 HOURS PER MONTH; APPROX. 5 HOURS PER MONTH DURING TRADING HOURS. 2. UNITED CAPITAL TRUST; INVESTMENT-RELATED; 227 N SANTA FE, SALINA, KS 67401; TRUST SERVICES; TRUST RELATIONSHIP MANAGER; 07/24/14 - PRESENT; APPROX 80 HOURS PER MONTH; APPROX 80 HOURS PER MONTH DURING TRADING HOURS; MANAGING TRUST RELATIONSHIPS FOR UNITED CAPITAL TRUST A TRO OF NATIONAL ADVISORS TRUST COMPANY, FSB WILL NOT SERVE IN ANY FIDUCIARY WAY AS TTEE OR TRUST OFFICER. 3. UCM FUND ADVISOR, LLC; INVESTMENT-RELATED; 227 N. SANTA FE, SUITE 309, SALINA, KS 67401; HEDGE FUND-RELATED; MEMBER; START 2024; APPROX. 0 HOURS PER MONTH; APPROX. 0 HOURS PER MONTH DURING TRADING HOURS. 4. UCM KANSAS PROPERTIES, LLC; NOT INVESTMENT-RELATED; 227 N. SANTA FE, SALINA, KS 67401; EVENT VENUE; INDIRECT MEMBER; START 06/2022. 5. 1 KOEHN FARMS, LLC; NOT INVESTMENT-RELATED; OWNER AND OPERATOR; SALINA, KS; 01/1998 - PRESENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-06
• S63 Uniform Securities Agent State Law Examination
  1992-03-19