Luke Theodore Sotir

Current Employers

Employment History

• 06/2005 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 06/2005 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2002-02-02 → 2005-06-01
  Mony Securities Corporation
  Wellesley, MA

Other Businesses

1.MARKETING ACTIVITIES FOR Equitable ADVISORS, LLC ARE CONDUCTED USING DBA NAME HIGHLAND FINANCIAL GROUP, FIXED PRODUCTS OF OTHER CARRIERS MAY ALSO BE MARKETED UNDER HIGHLAND FINANCIAL GROUP, INVESTMENT RELATED, 93 WORCESTER ST, SUITE 103, WELLESLEY, MA 02481, FINANCIAL SERVICES, FP, JULY 8, 2005, 200 HRS PER MTH.2.HIGHLAND INSURANCE BROKERAGE, INC, 16 Pierce Street Suite 2 Dover, NH 03820, CONTROLLING SHAREHOLDER, VP, TREASURER, CORPORATE INS BROKER, FIXED INS PRODUCTS ONLY, JANUARY 1, 1995, 2 HRS PER MTH, NO COMP, BANK ACCOUNT FOR THIS ENTITY, NAME OF ACCOUNT IS HIGHLAND INS BROKERAGE, INC., SIGNATOR ON ACCOUNT, VP AND TREASURER OF THE CORPORATION.3.THREE DYKE ROAD LP, 5 CORNERSTONE WAY, LEXINGTON, MA 02420, PARTNER, MANAGER AND LIMITED PARTNER, MANAGE COMMERCIAL AND RENTAL REAL ESTATE, 2 HRS PER MTH, OCTOBER 1, 2006, NO COMP, BANK ACCOUNT FOR THIS ENTITY, NAME OF ACCOUNT IS THREE DYKE ROAD, LP, SIGNATOR ON ACCOUNT, 4.MANAGER OF THE LIMITED PARTNERSHIP.4.GOOSE ROCKS BEACH HOLDINGS LLC, 105 LINCOLN WOODS RD, WALTHAM, MA 02451, MEMBER OF LIMITED LIABILITY COMPANY, MANAGING MEMBER, MANAGE RESIDENTIAL RENTAL REAL ESTATE, DECEMBER 1, 2006, 1 HR PER MTH, NO COMP, BANK ACCOUNT FOR THIS ENTITY, NAME OF ACCOUNT IS GOOSE ROCKS BEACH HOLDINGS, LLC, SIGNATOR ON ACCOUNT, MANAGING MEMBER OF THE LLC. 5.APPROVED TO CONDUCT BUSINESS ACTIVITY OUTSIDE OF THE Equitable NETWORK CRUMP.6.Equitable APPROVED LIFE SETTLEMENT BROKER,FINANCIAL PROFESSIONAL, POTENTIAL PARTICIPATION IN LIFE SETTLEMENT TRANSACTIONS THROUGH THE COMPANY APPROVED LIFE SETTLEMENT BROKERS, 2 HRS PER MTH, ZERO COMP. 7. CHRIST REVOLUTION CHURCH, 451 LOWELL ST, LEXINGTON, MA 02420, BOARD MEMBER, TREASURER, ADMIN FUNCTIONS, ANNUAL REPORTS, MARCH 29, 2013, 5 HRS PER MTH, ZERO COMP; 8.) sole trustee of a family ILIT and agent of record for life insurance contracts owned by the ILIT

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-15
• S63 Uniform Securities Agent State Law Examination
  1993-04-01

Other Names

• Luke T Sotir