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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-06-23 |
| OH | RA | APPROVED | 2008-04-28 |
Branch Locations
312 Walnut St Pbig - Cincinnati, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 08/2005 | Present |
| Bank Of America, N.A. | Cincinnati | OH | 07/2016 | Present |
I*360863 For profit or not for profit: Entity Charitable Name of outside business organization: American Heart Association Investment related: N Address of business: Blue Ash, Ohio, 45242 Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Fundraising committee"]] Start date of relationship: 4/14/2023 Number of hours devoted: 15 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: , Starting in April 2023, I will be serving on an Executive Leadership Committee for CycleNation, an annual fundraising event for the local chapter of the American Heart Association chapter. I*1993270 , Entity Type, Name of OBA:Ronald McDonald House Charities of Greater Cincinnati Address: Cincinnati,Ohio,45229 Investment Related: no Position, Title, Association: Committee Employee Start Date: 09/06/2024 No Hours:10 yearly No Hours during trading:5 Duties:Planned Giving Committee - serve on committee to help development team create and execute planned giving strategy
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-25 |
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