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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-23
OH RA APPROVED 2008-04-28
  • TX RA
    APPROVED
    Since 2009-06-23
  • OH RA
    APPROVED
    Since 2008-04-28

Branch Locations

312 Walnut St Pbig - Cincinnati, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 08/2005 Present
Bank Of America, N.A. Cincinnati OH 07/2016 Present
Other Businesses

I*360863 For profit or not for profit: Entity Charitable Name of outside business organization: American Heart Association Investment related: N Address of business: Blue Ash, Ohio, 45242 Nature of business: ["Charitable Organization"] Position, title, association: ["Committee"], [["Fundraising committee"]] Start date of relationship: 4/14/2023 Number of hours devoted: 15 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: , Starting in April 2023, I will be serving on an Executive Leadership Committee for CycleNation, an annual fundraising event for the local chapter of the American Heart Association chapter. I*1993270 , Entity Type, Name of OBA:Ronald McDonald House Charities of Greater Cincinnati Address: Cincinnati,Ohio,45229 Investment Related: no Position, Title, Association: Committee Employee Start Date: 09/06/2024 No Hours:10 yearly No Hours during trading:5 Duties:Planned Giving Committee - serve on committee to help development team create and execute planned giving strategy

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-25
  • S66 Uniform Combined State Law Examination
    2008-04-25
Other Names
  • Braden James Martini

View on SEC IAPD

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