David Eugene Williams

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1987 → Present
  U.S. Marine Corps Reserve
  Gulfport, MS
• 09/2014 → Present
  Raymond James & Associates, Inc.
  Fairhope, AL

Previous Registrations

• 2007-03-16 → 2014-10-02
  Rbc Capital Markets, Llc
  Mobile, AL
  Charlotte, NC
  Fairhope, AL
• 2007-02-13 → 2007-03-27
  Morgan Keegan & Company, Llc
  Mobile, AL
• 2003-07-10 → 2007-02-13
  Amsouth Investment Management Company Llc
  Birmingham, AL
• 2000-08-24 → 2003-09-29
  Amsouth Investment Services, Inc.
  Fairhope, AL
  Fairhope, AL
  Gulf Shores, AL
  Orange Beach, AL

Other Businesses

Name of Business: Rosewood Plantation Address: 308 Meadows Rd, Lowndesboro, AL, 36752, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 06/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-10-26
• S63 Uniform Securities Agent State Law Examination
  1992-10-20