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Current Employers
Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-14
TX RA APPROVED_RES 2022-01-13
  • CA RA
    APPROVED
    Since 2025-02-14
  • TX RA
    APPROVED_RES
    Since 2022-01-13

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

610 Newport Center Dr. Suite 280, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Newport Wealth Strategies, Inc. Irvine CA 12/2011 12/2021
Alpha Cubed Investments, Llc Irvine CA 04/2015 12/2021
Beacon Pointe Advisors, Llc Irvine CA 01/2022 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-04-27
  • S63 Uniform Securities Agent State Law Examination
    1992-04-27
Designations

View on SEC IAPD

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