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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-04-29
TX RA APPROVED 2021-04-29
  • KS RA
    APPROVED
    Since 2021-04-29
  • TX RA
    APPROVED
    Since 2021-04-29

Branch Locations

1023 Washington Rd. Ste. 100, Newton, KS 67114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cfd Investments, Inc Kokomo IN 07/2009 05/2017
Creative Financial Designs Kokomo IN 07/2009 05/2017
Usa Financial Securities Ada MI 05/2017 04/2021
Parsons Financial Services Inc. Newton KS 08/2000 05/2017
Crossroads Financial Advisors Newton KS 05/2017 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2021 Present
  • 07/2009 → 05/2017
    Cfd Investments, Inc
    Kokomo, IN
  • 07/2009 → 05/2017
    Creative Financial Designs
    Kokomo, IN
  • 05/2017 → 04/2021
    Usa Financial Securities
    Ada, MI
  • 08/2000 → 05/2017
    Parsons Financial Services Inc.
    Newton, KS
  • 05/2017 → Present
    Crossroads Financial Advisors
    Newton, KS
  • 04/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2021 → Present
    Fairfield, IA
Previous Registrations
  • 2017-05-01 → 2021-04-29
    Newton, KS
    Ada, MI
    Wichita, KS
  • 2009-07-23 → 2017-05-08
    Newton, KS
    Kokomo, IN
    Wichita, KS
  • 2007-01-03 → 2009-08-04
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Newton, KS
  • 2005-05-16 → 2007-01-03
    Ffp Advisory Services Inc
    Newton, KS
Other Businesses

1) CROSSROADS FINANCIAL ADVISORS, 1023 WASHINGTON RD, STE 100, NEWTON, KS,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/01/00, NIR, AGENT, 40 HR/MO- 25/TRADING HR. 2) WHITEWATER FIREMAN'S RELIEF FUND, 201 S ELM, PO BOX 197, WHITEWATER, KS, TREASURER, 01/01/15, INV REL, 10 HR/YR- 0/TRADING HR. 3) WICHITA TOY TRAIN MUSEUM & CLUB, 130 S LAURA, WICHITA, KS, BOARD MEMBER OF A NON-PUBLIC ETITY, 01/01/10, NIR, 12 HR/MO- 0/TRADING HR 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 04/29/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 5) WICHITA TOY TRAIN MUSEUM ENDOWMENT FUND, 130 S Laura, Wichita KS 67211, United States, 04/12/2022, Finance Committee Member and Financial Advisor, Board Member/Officer/Director/Committee Member/Board Trustee, INV REL, 1 HR/MO - 0 HR/MO TRADING 6) MID KANSAS INCIDENT RESPONSE TEAM, 120 E 7th, Newton KS 67114, United States, 03/01/1995, First Vice President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 0 HR/MO TRADING 7) AUTUMN GLEN HOMEOWNERS ASSOCIATION, 512 N Main, Newton KS 67114, 10/2022, Board Member, HOA, NIR, 1 HR/MO - 0 HR/MO Trading. 8) WICHITA TOY TRAIN MUSEUM & CLUB, 130 S LAURA, WICHITA KS 67211, 01/2024, PRESIDENT, BOARD MEMBER, NIR, 20 HR/MO - 0 HR/MO TRADING. 9) TAG ADVISORS, 4801 Cox Rd, Suite 102, Glen Allen VA 23060, United States, 12/10/2024, W2 Employee, INV REL, 160 HR/MO - 160 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-27
S63 Uniform Securities Agent State Law Examination 1992-02-20
  • S65 Uniform Investment Adviser Law Examination
    2005-04-27
  • S63 Uniform Securities Agent State Law Examination
    1992-02-20
Other Names
  • Rich Parsons

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