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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-04-29 |
| TX | RA | APPROVED | 2021-04-29 |
Branch Locations
1023 Washington Rd. Ste. 100, Newton, KS 67114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cfd Investments, Inc | Kokomo | IN | 07/2009 | 05/2017 |
| Creative Financial Designs | Kokomo | IN | 07/2009 | 05/2017 |
| Usa Financial Securities | Ada | MI | 05/2017 | 04/2021 |
| Parsons Financial Services Inc. | Newton | KS | 08/2000 | 05/2017 |
| Crossroads Financial Advisors | Newton | KS | 05/2017 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2021 | Present |
1) CROSSROADS FINANCIAL ADVISORS, 1023 WASHINGTON RD, STE 100, NEWTON, KS,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/01/00, NIR, AGENT, 40 HR/MO- 25/TRADING HR. 2) WHITEWATER FIREMAN'S RELIEF FUND, 201 S ELM, PO BOX 197, WHITEWATER, KS, TREASURER, 01/01/15, INV REL, 10 HR/YR- 0/TRADING HR. 3) WICHITA TOY TRAIN MUSEUM & CLUB, 130 S LAURA, WICHITA, KS, BOARD MEMBER OF A NON-PUBLIC ETITY, 01/01/10, NIR, 12 HR/MO- 0/TRADING HR 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 04/29/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 5) WICHITA TOY TRAIN MUSEUM ENDOWMENT FUND, 130 S Laura, Wichita KS 67211, United States, 04/12/2022, Finance Committee Member and Financial Advisor, Board Member/Officer/Director/Committee Member/Board Trustee, INV REL, 1 HR/MO - 0 HR/MO TRADING 6) MID KANSAS INCIDENT RESPONSE TEAM, 120 E 7th, Newton KS 67114, United States, 03/01/1995, First Vice President, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 0 HR/MO TRADING 7) AUTUMN GLEN HOMEOWNERS ASSOCIATION, 512 N Main, Newton KS 67114, 10/2022, Board Member, HOA, NIR, 1 HR/MO - 0 HR/MO Trading. 8) WICHITA TOY TRAIN MUSEUM & CLUB, 130 S LAURA, WICHITA KS 67211, 01/2024, PRESIDENT, BOARD MEMBER, NIR, 20 HR/MO - 0 HR/MO TRADING. 9) TAG ADVISORS, 4801 Cox Rd, Suite 102, Glen Allen VA 23060, United States, 12/10/2024, W2 Employee, INV REL, 160 HR/MO - 160 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-20 |
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