Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-03-11
NC RA APPROVED 2015-09-04
TX RA APPROVED 2015-09-04
  • SC RA
    APPROVED
    Since 2016-03-11
  • NC RA
    APPROVED
    Since 2015-09-04
  • TX RA
    APPROVED
    Since 2015-09-04

Branch Locations

190 Biltmore Ave, Asheville, NC 28801 • United States

15 S Main St 3Rd Fl, Greenville, SC 29601 • United States

Asheville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Asheville NC 09/2015 11/2016
Wells Fargo Clearing Services, Llc Asheville NC 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2015-09-30
    Asheville, NC
    Asheville, NC
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Asheville, NC
  • 1992-07-12 → 2007-04-02
    Morgan Stanley Dw Inc.
    Asheville, NC
    Asheville, NC
Other Businesses

RENTAL PROPERTY, INV RELATED, MAULDIN, SC, 100% OWNERSHIP, START: 11/11/2019, 2 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-14
S63 Uniform Securities Agent State Law Examination 1992-03-19
  • S65 Uniform Investment Adviser Law Examination
    1996-05-14
  • S63 Uniform Securities Agent State Law Examination
    1992-03-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Asheville, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor