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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2016-03-11 |
| NC | RA | APPROVED | 2015-09-04 |
| TX | RA | APPROVED | 2015-09-04 |
Branch Locations
190 Biltmore Ave, Asheville, NC 28801 • United States
15 S Main St 3Rd Fl, Greenville, SC 29601 • United States
Asheville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Asheville | NC | 09/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Asheville | NC | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, MAULDIN, SC, 100% OWNERSHIP, START: 11/11/2019, 2 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-19 |
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