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Stanley Paul Peterson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dothan, AL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-12-08
TX RA APPROVED_RES 2020-11-30
  • AL RA
    APPROVED
    Since 2020-12-08
  • TX RA
    APPROVED_RES
    Since 2020-11-30

Branch Locations

4801 W Main St, Dothan, AL 36305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Dothan AL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Dothan AL 11/2016 11/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dothan AL 11/2020 Present
Bank Of America, N.A. Dothan AL 03/2021 Present
Previous Registrations
  • 2005-04-29 → 2020-12-08
    Wells Fargo Clearing Services, Llc
    Andalusia, AL
    Newton, AL
    Opp, AL
    Dothan, AL
    Dothan, AL
    Dothan, AL
    Ozark, AL
    Midland City, AL
    Dothan, AL
    Dothan, AL
    Headland, AL
    Dothan, AL
    Florala, AL
    Ozark, AL
    Dothan, AL
    Dothan, AL
    Enterprise, AL
    Elba, AL
    Abbeville, AL
    Enterprise, AL
    Daleville, AL
    Birmingham, AL
    Dothan, AL
    Dothan, AL
    Birmingham, AL
    Cottonwood, AL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-07-02
  • S63 Uniform Securities Agent State Law Examination
    1992-07-02

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · DOTHAN, AL
PARK AVENUE SECURITIES LLC · DOTHAN, AL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · DOTHAN, AL
LPL FINANCIAL LLC · DOTHAN, AL
PNC WEALTH MANAGEMENT LLC · DOTHAN, AL
LPL FINANCIAL LLC · DOTHAN, AL
CETERA INVESTMENT ADVISERS LLC · DOTHAN, AL
EDWARD JONES · Dothan, AL

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