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Kathleen Sweeney

Kestra Advisory Services, LLC

Austin, TX

Fairfield, NJ

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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-02-02
NY RA APPROVED 2023-01-19
  • NJ RA
    APPROVED
    Since 2023-02-02
  • NY RA
    APPROVED
    Since 2023-01-19

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

375 Passaic Ave, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ksc Professional Services Inc Garden City NY 12/2009 Present
Kestra Advisory Services Llc Garden City NY 01/2022 Present
Other Businesses

MAJR Professional Services CSKZ Consulting Inc BBU Books Inc KBC Management Services Inc

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-07
  • S65 Uniform Investment Adviser Law Examination
    2022-10-07
Other Names
  • Kathleen Anne Rose
  • Kathleen Anne Rose Sweeney

View on SEC IAPD

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Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

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