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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-10-19 |
| TX | RA | APPROVED | 2020-10-19 |
Branch Locations
6312 S Fiddlers Green Circle Suite 520E, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benjamin F Edwards & Co | Denver | CO | 10/2013 | 10/2020 |
| Stifel, Nicolaus & Company, Incorporated | Greenwood Village | CO | 10/2020 | Present |
1. Colorado Notary; 12085 S Great Plain Ct, Parker, CO 80134; Notary; 10/20/2020; 1 Hour per Month; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-14 |
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