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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-21 |
| IN | RA | APPROVED | 1998-12-14 |
Branch Locations
8945 N Meridian St Ste 220, Indianapolis, IN 46260 • United States
Indianapolis, IN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Indianapolis | IN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Indianapolis | IN | 03/2020 | Present |
Outside Employment; Highfield Enterprises, LLC; AFA - Financial Advising; Financial Advisor; 8945 North Meridian St, Suite 220, Indianapolis, IN, 46260; Investment-Related; 05/27/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-08-17 |
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