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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-18
PA RA APPROVED 2011-05-25
  • TX RA
    APPROVED_RES
    Since 2021-05-18
  • PA RA
    APPROVED
    Since 2011-05-25

Branch Locations

499 North Hermitage Road, Hermitage, PA 16148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Hermitage PA 02/2011 Present
Raymond James Financial Services Advisors, Inc Hermitage PA 05/2011 Present
Previous Registrations
  • 2009-03-06 → 2011-02-22
    Charlotte, NC
    Hermitage, PA
  • 2008-06-16 → 2009-03-11
    Invest Financial Corporation
    Greenville, PA
    Greenville, PA
    Hermitage, PA
    Hermitage, PA
Other Businesses

(1)Name of Business: Address: north hermitage rd, hermitage, PA, 16148, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Treasurer Investment Related: No Start Date: 10/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: treasurer for hermitage school board (2)Name of Business: Address: 1405 old rd, clymer, NY, 14724, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Treasurer, Advisory Board Investment Related: No Start Date: 10/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a condo and am on the board for the association, we do decided on things like landscaping contracts etc. (3)Name of Business: \thermitage school board Address: various school buildings, hermitage, PA, 16148, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: Yes Start Date: 02/16/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: board member treasurer. as treasurer I have no control over any funds. I simply read the financial report at our monthly meeting. (4)Name of Business: capable kids Address: 135 snyder rd, hermitage, PA, 16148, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (5)Name of Business: Ristvey Investment Group Inc Address: 499 n hermitage rd, hermitage, PA, 16148, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/24/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-29
S63 Uniform Securities Agent State Law Examination 1992-05-22
  • S66 Uniform Combined State Law Examination
    2011-04-29
  • S63 Uniform Securities Agent State Law Examination
    1992-05-22
Other Names
  • Matt Ristvey

View on SEC IAPD

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