David Andrew Gollner

Current Employers

Employment History

• 05/2004 → Present
  Legacy Financial Strategies, Inc.
  Hermitage, PA

Previous Registrations

• 2003-06-20 → 2003-12-31
  Blue Vase Securities, Llc
  Hermitage, PA

Other Businesses

LWM Income Fund 2, LLC - Investment-related. 3087 Innovation Way, Hermitage PA. Pooled vehicle focused on MCA debt. Role: Member (since 1/2/20). Hrs/mo: 1 (Trade-hrs < 1). Duties: Reviews loans, monitors investments, supports fund oversight. LWM Equity Fund, LP - Investment-related. 3087 Innovation Way, Hermitage PA. Private fund holding MCA debt & public equity. Role: Member via GP (since 2/19/19). Hrs/mo: 1 (Trade-hrs < 1). Duties: Monitors allocations and partner actions. LWM Parallel Fund, LLC - Investment-related. 3087 Innovation Way, Hermitage PA. Parallel pooled vehicle. Role: Member (since 5/22/20). Hrs/mo: 1 (Trade-hrs < 1). Duties: Oversees fund operations and performance. Legacy Financial Strategies, Inc. - Investment-related. 3087 Innovation Way, Hermitage PA. Insurance, annuity & private-placement firm. Role: President/VP/Secretary (since 2004). Hrs/mo: 80 (Trade-hrs 40). Duties: Manages product distribution, staff, and compliance. Innovation Tax Service (d/b/a Legacy Financial Strategies, Inc.) - Not investment-related. 3081 Innovation Way, Hermitage PA. Tax preparation & planning. Role: Principal (since 2/2011). Hrs/mo: 20 (Trade-hrs 5, seasonal). Duties: Prepares returns and provides tax advice. Legacy Property Investment LP - Not investment-related. 3087 Innovation Way, Hermitage PA. Real-estate ownership. Role: Limited Partner (since 2006). Hrs/mo: <1 (Trade-hrs 0). Duties: Passive investor only. Westwood Village Town Homes, LLC - Not investment-related. 1910 American Way, Hermitage PA. Multi-family rentals. Role: Manager (since 3/1/07). Hrs/mo: 10 (Trade-hrs 2). Duties: Oversees maintenance, finances, contractors. Penn-Ohio Property Solutions, LLC - Not investment-related. 3087 Innovation Way, Hermitage PA. Real-estate investment. Role: Property Manager (since 2/24/20). Hrs/mo: 40 (Trade-hrs 10). Duties: Sources properties, manages renovations, rentals, resale. Legacy Educational Institute, Inc. - Not investment-related. 3087 Innovation Way, Hermitage PA. 501(c)(3) educational nonprofit. Role: President (since 2011). Hrs/mo: 4 (Trade-hrs 1). Duties: Hosts weekly 30-min Christian radio show "One Way Radio Network" and oversees nonprofit operations.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-03-16