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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-01-07 |
| TX | RA | APPROVED | 2020-01-07 |
Branch Locations
1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States
Pasadena, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Baltimore | MD | 04/2015 | 12/2019 |
| Rbc Capital Markets, Llc | Annapolis | MD | 01/2020 | Present |
NAME OF ENTITY: Rental property Perry's Corner ADDRESS: 200 Perry's Corner Grasonville MD 21638 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental property CAPACITY: Owner - Passive START DATE: 6/16/2021 DUTIES: collecting and depositing monthly rent from renters HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-12 |
| S65 | Uniform Investment Adviser Law Examination | 1999-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-15 |
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