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10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-07 |
Branch Locations
10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States
1500 Sunday Drive Suite 300, Raleigh, NC 27607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hpg Wealthcare Advisors, Llc | Raleigh | NC | 10/2011 | 08/2024 |
| 1St Global Advisors, Inc | Raleigh | NC | 10/2011 | 10/2019 |
| 1St Global Capital Corp | Raleigh | NC | 10/2011 | 10/2019 |
| Avantax Insurance Services, Inc. | Raleigh | NC | 07/2008 | 08/2024 |
| Avantax Investment Services, Inc. | Raleigh | NC | 10/2019 | 08/2024 |
| Avantax Advisory Services | Raleigh | NC | 10/2019 | 08/2024 |
| Hpg Wealthcare Advisors Llc | Raleigh | NC | 10/2011 | 08/2024 |
| Dai Securities Llc | Atlanta | GA | 08/2024 | Present |
| Prosperity - An Eisneramper Company | Raleigh | NC | 08/2024 | Present |
FIXED INSURANCE AND ANNUITY SALES; POSITION: Insurance Agent NATURE: Fixed annuity and insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/2024; 1500 Sunday Drive, Suite 300, Raleigh NC 27607
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-05 |
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