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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2003-01-27 |
| VA | RA | APPROVED | 2003-01-24 |
| TX | RA | APPROVED_RES | 1998-02-23 |
| DC | RA | APPROVED | 1994-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 10/1991 | Present |
| Bank Of America, N.A. | Washington | DC | 11/2009 | Present |
I*133657For profit or not for profit: For-Profit OrganizationName of outside business organization: Bethany Village LLCInvestment related: NAddress of business:Kensington, Maryland 20895 Nature of business: LLC,Position, title, association: Other, MANAGERStart date of relationship: 6/1/2009Number of hours devoted: 10 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: family vacation home. rental and personal use. depends on the year. I*133658For profit or not for profit: For-Profit OrganizationName of outside business organization: Fawcett Street LLCInvestment related: YAddress of business:Bethesda, Maryland 20852Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 1/1/2003Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: family rental real estate this has been previously disclosed but appears to have fallen off the system I*2934268, Entity Type: Entity For Profit, Name of OBA: FAWCETT STREET LLC , Address: Bethesda, Maryland, 20814, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 01/20/2003, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: none - there is a managing member, rental real estate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-17 |
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