Barbara Ann Ginty

Current Employers

Employment History

• 06/2013 → Present
  Lpl Financial Llc
  Kingston, NY

Previous Registrations

• 2012-07-09 → 2013-02-26
  Credit Suisse Securities (Usa) Llc
  New York, NY

Other Businesses

1. 06/07/2013 - INDEPENDENT FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 11/3/2015 - BG 60 PEARL - Investment Related - 60 Pearl Street, Kingston NY 12401 - Real Estate Rental - 5 Hours Per Month/0 Hours During Securities Trading. 3. 6/23/2017 - Planancial - Investment Related - No physical location/Online E-book and video for download. - Other-Book Author - Start 06/30/2017 - 10 Hours Per Month/0 Hours During Securities Trading - Selling E-Book and Video - Using existing trademark name of Planancial. 4. 4/9/2018 - Planancial - Not Investment Related - Home Based - Other-TEACHING - Started 04/02/2018 - 5 Hours Per Month/0 Hours During Securities Trading - SUNY Ulster, Adjunct Professor teaching financial literacy. 5. 01/17/2019 - 11 Holly Hills LTD - Not Investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:03/01/2013. 6. 12/01/2021 - Planancial - Not Investment Related - Virtual - Other-Industry Coaching - Start Date: 01/03/2022 - 4 Hours Per Month/4 Hours During Securities Trading. 7. 09/01/2022 - BG 1921 BROOKHILL LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 09/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-09
• S63 Uniform Securities Agent State Law Examination
  2007-10-25