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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
4425 W Zoo Blvd Suite #3, Wichita, KS 67212 • United States
12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Wichita | KS | 01/1992 | 11/2024 |
| Prudential Insurance Company Of America | Wichita | KS | 01/1992 | Present |
| Lpl Enterprise, Llc | Wichita | KS | 11/2024 | Present |
1) 11/12/2024 - The OPUS Group - DBA for LPL - DBA for LPL Business (entity for LPL business) - Inv Related - At WICHITA, KS - Start Date 11/01/2023 - 25hrs/mth - 25hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-22 |
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