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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| LA | RA | APPROVED | 2006-06-01 |
Branch Locations
9 Clifton Country Road Nbt Bank, Clifton Park, NY 12065 • United States
295 Broadway, Saratoga Springs, NY 12866 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Saratoga Springs | NY | 08/2002 | Present |
(1) 8/5/2002 - NON-VARIABLE INSURANCE / INDEPENDENT INSURANCE AGENT / COBLESKILL, NEW YORK (2) 8/5/2002 - NBT BANKCORP / BANK REP: NO ADDITIONAL BANK DUTIES / COBLESKILL, NEW YORK (3) 07/03/2014: NBT INSURANCE AGENCY, LLC - INV REL - 295 BROADWAY, SARATOGA SPRINGS, NY 12866 - NON-VARIABLE INSURANCE - START 06/24/2014 - 10 HR/MO ALL DURING SECS TRDG HRS - MARKETING, SALES AND SERVICE OF FIXED LIFE, DISABILITY, LTC, HEALTH AND ANNUITY PRODUCTS (4) 05/02/2019 - NBT INVESTMENT SERVICES - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:5/2/2019.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-03-26 |
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