Robert Garland Bronk

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2002 → Present
  Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)
  Saratoga Springs, NY

Other Businesses

(1) 8/5/2002 - NON-VARIABLE INSURANCE / INDEPENDENT INSURANCE AGENT / COBLESKILL, NEW YORK (2) 8/5/2002 - NBT BANKCORP / BANK REP: NO ADDITIONAL BANK DUTIES / COBLESKILL, NEW YORK (3) 07/03/2014: NBT INSURANCE AGENCY, LLC - INV REL - 295 BROADWAY, SARATOGA SPRINGS, NY 12866 - NON-VARIABLE INSURANCE - START 06/24/2014 - 10 HR/MO ALL DURING SECS TRDG HRS - MARKETING, SALES AND SERVICE OF FIXED LIFE, DISABILITY, LTC, HEALTH AND ANNUITY PRODUCTS (4) 05/02/2019 - NBT INVESTMENT SERVICES - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:5/2/2019.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-03-26

Other Names

• Robert Garland Bronk