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Thomas Michael Buckley

LPl Financial LLC

Itasca, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-02-05
  • IL RA
    APPROVED
    Since 2010-02-05

Branch Locations

333 Pierce Road, Suite 405, Itasca, IL 60143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Itasca IL 02/2010 Present
Previous Registrations
  • 2007-05-29 → 2010-02-11
    Chicago, IL
    Streamwood, IL
    Elk Grove Village, IL
  • 2002-06-25 → 2007-05-29
    Citicorp Investment Services
    Elk Grove Village, IL
    Elk Grove Village, IL
Other Businesses

1. 12/09/2009: BUCKLEY EVANS, LLC - REAL ESTATE RENTAL - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - OWN AND RENT PROPERTIES WITH DIRECT FAMILY; 1100 PAVILLION DR UNIT 104, ISLE OF PALMS, SC 29451;1529 BEN SAWYER BLVD, MT PLEASANT, SC 29464. 2. 4/8/2010: BUCKLEY FINANCIAL SERVICES - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - DBA for LPL Business (entity for LPL business). 3. 5/6/2011: Strategic Investment Partners - Business Entity For Tax/Investment Purposes Only - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Per the advice of our attorney, we set up an LLC (Strategic Investment Partners) for the sole purpose of paying our joint expenses. This LLC was approved through compliance by Jonathan Zulauf 4/19/2010 - 1% TIME SPENT 4. 9/24/2012: BUCKLEY WEALTH MANAGEMENT - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - DBA for LPL Business (entity for LPL business). 5. 12/16/2020 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start Date: 6/10/2019 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-29
S63 Uniform Securities Agent State Law Examination 1992-05-11
  • S65 Uniform Investment Adviser Law Examination
    1999-06-29
  • S63 Uniform Securities Agent State Law Examination
    1992-05-11

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