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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2010-02-05 |
Branch Locations
333 Pierce Road, Suite 405, Itasca, IL 60143 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Itasca | IL | 02/2010 | Present |
1. 12/09/2009: BUCKLEY EVANS, LLC - REAL ESTATE RENTAL - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - OWN AND RENT PROPERTIES WITH DIRECT FAMILY; 1100 PAVILLION DR UNIT 104, ISLE OF PALMS, SC 29451;1529 BEN SAWYER BLVD, MT PLEASANT, SC 29464. 2. 4/8/2010: BUCKLEY FINANCIAL SERVICES - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - DBA for LPL Business (entity for LPL business). 3. 5/6/2011: Strategic Investment Partners - Business Entity For Tax/Investment Purposes Only - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Per the advice of our attorney, we set up an LLC (Strategic Investment Partners) for the sole purpose of paying our joint expenses. This LLC was approved through compliance by Jonathan Zulauf 4/19/2010 - 1% TIME SPENT 4. 9/24/2012: BUCKLEY WEALTH MANAGEMENT - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - DBA for LPL Business (entity for LPL business). 5. 12/16/2020 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start Date: 6/10/2019 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-11 |
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