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Benjamin R Stewart

Ameriprise Financial Services, LLC

Windsor, CA

Windsor, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-18
CA RA APPROVED 2016-05-16
  • TX RA
    APPROVED_RES
    Since 2022-04-18
  • CA RA
    APPROVED
    Since 2016-05-16

Branch Locations

9240 Old Redwood Hwy Ste 200-258, Windsor, CA 95492 • United States

Windsor, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Santa Rosa CA 05/2016 03/2020
Ameriprise Financial Services, Llc Windsor CA 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Commercial; 3775 Brickway Blvd, , Santa Rosa, CA, 95403; Not Investment-Related; 07/31/2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-04
S65 Uniform Investment Adviser Law Examination 1996-03-11
S63 Uniform Securities Agent State Law Examination 1992-02-24
  • S66 Uniform Combined State Law Examination
    2008-12-04
  • S65 Uniform Investment Adviser Law Examination
    1996-03-11
  • S63 Uniform Securities Agent State Law Examination
    1992-02-24
Other Names
  • Ben Stewart
  • Benjamin Ross Stewart
  • Ben Stewart
  • Ben R Stewart

View on SEC IAPD

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Miguel Alfaro
JUSTIN MICHAEL SLOAN
BRANDON RAY BUCHEISTER
Daniel Adam Myers
Richard Soennichsen
MATTHEW JAMES DELANEY

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · WINDSOR, CA
OSAIC WEALTH, INC. · WINDSOR, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · WINDSOR, CA
L CAPITAL, LLC · WINDSOR, CA
RB CAPITAL MANAGEMENT, LLC · Windsor, CA
NORTH COAST ASSET MANAGEMENT, INC. · WINDSOR, CA
EDWARD JONES · WINDSOR, CA
INDEPENDENT FINANCIAL GROUP, LLC · SANTA ROSA, CA

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