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Current Employers
Southland Equity Partners, Llc.

Wildwood, MO • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-10
CA RA APPROVED 2014-11-13
  • TX RA
    APPROVED_RES
    Since 2025-12-10
  • CA RA
    APPROVED
    Since 2014-11-13

Branch Locations

165 Johnson Street, Windsor, CA 95492 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-03
MO RA APPROVED 2023-11-03
OR RA APPROVED 2023-11-03
  • CA RA
    APPROVED
    Since 2023-11-03
  • MO RA
    APPROVED
    Since 2023-11-03
  • OR RA
    APPROVED
    Since 2023-11-03

Branch Locations

165 Johnson Street, Windsor, CA 95492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Atlanta GA 08/2006 11/2023
Grp Wealth Strategies Group Santa Rosa CA 08/2006 Present
Osaic Wealth, Inc. Windsor CA 11/2023 Present
  • 08/2006 → 11/2023
    Fsc Securities
    Atlanta, GA
  • 08/2006 → Present
    Grp Wealth Strategies Group
    Santa Rosa, CA
  • 11/2023 → Present
    Windsor, CA
Previous Registrations
  • 2006-08-30 → 2023-11-03
    Fsc Securities Corporation
    Santa Rosa, CA
    Windsor, CA
  • 2006-11-17 → 2009-04-01
    Strategic Wealth Advisors Group
    Santa Rosa, CA
  • 2001-11-05 → 2006-09-14
    Santa Rosa, CA
    San Diego, CA
Other Businesses

1. INSURANCE, INVESTMENT RELATED, GRAHAM , REBELLO, PIGHIN LLC, GRP WEALTH STRATEGIES, LLC.,160 WIKIUP DRIVE , SUITE 101 SANTA ROSA, CA 95403 , PARTNER, START DATE: 8/28/2006, 8 HR/MO, 1 HR/TD, WE TALK TO CLIENTS ABOUT LIFE INSURANCE WHEN DISCUSSING THEIR FINANCIAL PLANS. 2. REGISTERED INVESTMENT ADVISOR SERVICES OFFERED THROUGH OSAIC WEALTH, INC., INVESTMENT RELATED, DBA GRP WEALTH STRATEGIES, LLC., 160 WIKIUP DRIVE SUITE 101 SANTA ROSA, CA 95403, PARTNER, START DATE: 8/28/2006, 0 HR/MO, 0 HR/TD, GRP WEALTH STRATEGIES IS A DBA WHERE EXPENSES ARE PAID TO RUN THE DAY TO DAY OPERATIONS OF THE FIRM. 3. ST ROSE CATHOLIC SCHOOL POSITION: Board Member - NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2011 ADDRESS: St Rose Catholic School - 4300 Old Redwood Highway; 987 Airway C, Santa Rosa CA 95403, United States DESCRIPTION: board memeber oversee the p&l. 4. Southland Equity Partners POSITION: Advisor Group NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 02/01/2016 ADDRESS: 165 JOHNSON STREET, WINDSOR CA 95492 DESCRIPTION: managing client portfolios.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-27
  • S66 Uniform Combined State Law Examination
    2001-09-27

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