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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-09-28 |
| IL | RA | APPROVED | 2009-06-01 |
Branch Locations
2211 York Road Suite 100, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Oak Brook | IL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. *462620- Granite Peak Financial Assets LLC; Investment related Yes; Homer Glen, Illinois; Real Estate; Sole Proprietor/Owner, Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 10; Property Management 2. *482096 - Trofeo Properties IL LLC; Investment related - Yes; Homer Glen, Illinois; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 10; Property Management, Check Signing/Funds Disbursements *485270 - Trust; Investment related: Yes; Palos Park, Illinois; Trust; Successor Trustee; 03/2022; During business hours: 0; After business hours: 10; 4.*504795- Trofeo Properties IL LLC - Series 339 Front Street; Investment related-Yes; Homer Glen, Illinois; Real Estate; Board Member, Investor, Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 0; After business hours: 10
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-04-15 |
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