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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-28
IL RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2016-09-28
  • IL RA
    APPROVED
    Since 2009-06-01

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

Palos Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Oak Brook IL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Oak Brook, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. *462620- Granite Peak Financial Assets LLC; Investment related Yes; Homer Glen, Illinois; Real Estate; Sole Proprietor/Owner, Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 10; Property Management 2. *482096 - Trofeo Properties IL LLC; Investment related - Yes; Homer Glen, Illinois; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 10; Property Management, Check Signing/Funds Disbursements *485270 - Trust; Investment related: Yes; Palos Park, Illinois; Trust; Successor Trustee; 03/2022; During business hours: 0; After business hours: 10; 4.*504795- Trofeo Properties IL LLC - Series 339 Front Street; Investment related-Yes; Homer Glen, Illinois; Real Estate; Board Member, Investor, Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 0; After business hours: 10

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-04-15
  • S63 Uniform Securities Agent State Law Examination
    1992-04-15
Designations
Other Names
  • Patricia Ann Walters
  • Patricie Ann Wawalter

View on SEC IAPD

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