Patricia Ann Marsh

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-09-28
IL	RA	APPROVED	2009-06-01

TX RA
APPROVED

Since 2016-09-28
IL RA
APPROVED

Since 2009-06-01

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

Palos Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Oak Brook	IL	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley

Oak Brook, IL
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2008-07-03 → 2009-06-01

Citigroup Global Markets Inc.

Chicago, IL
2008-05-01 → 2008-07-30

Wintrust Investments Llc

Chicago, IL

Chicago, IL
2002-01-14 → 2006-12-31

Great Lakes Advisors, Llc

Chicago , IL

Other Businesses

1. *462620- Granite Peak Financial Assets LLC; Investment related Yes; Homer Glen, Illinois; Real Estate; Sole Proprietor/Owner, Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 10; Property Management 2. *482096 - Trofeo Properties IL LLC; Investment related - Yes; Homer Glen, Illinois; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 10; Property Management, Check Signing/Funds Disbursements *485270 - Trust; Investment related: Yes; Palos Park, Illinois; Trust; Successor Trustee; 03/2022; During business hours: 0; After business hours: 10; 4.*504795- Trofeo Properties IL LLC - Series 339 Front Street; Investment related-Yes; Homer Glen, Illinois; Real Estate; Board Member, Investor, Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 0; After business hours: 10

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-04-15

S63 Uniform Securities Agent State Law Examination

1992-04-15

Designations

Certified Financial Planner

Other Names

Patricia Ann Walters
Patricie Ann Wawalter

View on SEC IAPD