Steven Lee

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 05/2025
  Citigroup Global Markets Inc.
  Seattle, WA
• 05/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Seattle, WA

Previous Registrations

• 2007-05-29 → 2025-05-19
  Citigroup Global Markets Inc.
  Seattle, WA
  San Francisco, CA
  Newcastle, WA
• 2002-12-02 → 2007-05-29
  Citicorp Investment Services
  Seattle, WA
  Seattle, WA

Other Businesses

I*: 2470274 Entity Type: Rental Property Name of the other business -Rental Property 1 Investment related: No Address of the other business- Bellevue, WA Your position- Co-owner with other family members Start date of your relationship: 05/15/2025 Approximate number of hours/month you devote to the other business- 1 hr mthly Number of hours you devote to the other business during securities trading hours- 0 Duties: Rented to tenants. Any work or issues are managed by professionals (plumbers, electricians, painters, etc.)

Exams

• S66 Uniform Combined State Law Examination
  2002-10-08

Other Names

• Steven Byoungwood Lee
• Steven Byoung-Woo Lee