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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1992-03-30
  • TX RA
    APPROVED
    Since 1992-03-30

Branch Locations

3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 01/1992 Present
Bank Of America,N.A. Austin TX 12/2009 Present
Other Businesses

(1) I*37135 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GERRIE INVESTMENTS, L.P. INVESTMENT RELATED: N ADDRESS OF BUSINESS: 3910 ROCKLEDGE DRIVE, AUSTIN, TEXAS 78731 NATURE OF BUSINESS: LIMITED PARTNERSHIP, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 11/22/2010 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: FAMILY PARTNERSHIP FOR FARM INVESTMENT AND RELATED EXPENSES I*2234277, Entity Type: , Name of OBA: Rental Property 1, Address: Austin, Texas, 78723, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee State Date: 03/10/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-03-25
  • S63 Uniform Securities Agent State Law Examination
    1992-03-25

View on SEC IAPD

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