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Kathleen Mary Liiste

Lions Gate Sovereign Capital, LLC

White Bear Lake, MN

CRD 2210636

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Employer firm

Lions Gate Sovereign Capital, LLC CRD 134781

$44.0M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Lions Gate Sovereign Capital, Llc

4525 White Bear Parkway #224, White Bear Lake, MN 55110 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-01-12
  • MN RA
    APPROVED
    Since 2016-01-12

Branch Locations

4525 White Bear Parkway #224, White Bear Lake, MN 55110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Context Financial Group North Oaks, Mn MN 03/2005 Present
  • 03/2005 → Present
    Context Financial Group
    North Oaks, Mn, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-18
  • S63 Uniform Securities Agent State Law Examination
    1993-03-18
Designations
  • Certified Financial Planner
Other Names
  • Katie Welsh
  • Kathleen Mary Welsh
  • Katie Welsh

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
STANDARD VALUATIONS, INC.
OSAIC WEALTH, INC.

Nearby Investors

Heikki Olavi Rouvinen
BJORN MARK MILLER
Bethany Rose Hennen

Nearby Offices

LPL FINANCIAL LLC · WHITE BEAR LAKE, MN
STANDARD VALUATIONS, INC. · WHITE BEAR LAKE, MN
OSAIC WEALTH, INC. · WHITE BEAR LAKE, MN

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