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Inactive

Kathleen Mary Liiste

Lions Gate Sovereign Capital, LLC

White Bear Lake, MN

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Current Employers
Lions Gate Sovereign Capital, Llc

4525 White Bear Parkway #224, White Bear Lake, MN 55110 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-01-12
  • MN RA
    APPROVED
    Since 2016-01-12

Branch Locations

4525 White Bear Parkway #224, White Bear Lake, MN 55110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Context Financial Group North Oaks, Mn MN 03/2005 Present
  • 03/2005 → Present
    Context Financial Group
    North Oaks, Mn, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-18
  • S63 Uniform Securities Agent State Law Examination
    1993-03-18
Designations
Other Names
  • Katie Welsh
  • Kathleen Mary Welsh
  • Katie Welsh

View on SEC IAPD

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