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Michael Stuart Hillgen-Santa

LPl Financial LLC

Stratford, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-05-01
  • CT RA
    APPROVED
    Since 2025-05-01

Branch Locations

2336 Main St, Stratford, CT 06615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.BEck, Inc. Rockville MD 03/2010 03/2021
Grove Point Advisors, Llc Rockville MD 04/2021 05/2025
Grove Point Investments, Llc Rockville MD 04/2021 05/2025
Lorraine'S Antiques Stratford CT 07/2012 Present
Lpl Financial Llc Stratford CT 05/2025 Present
  • 03/2010 → 03/2021
    H.BEck, Inc.
    Rockville, MD
  • 04/2021 → 05/2025
    Grove Point Advisors, Llc
    Rockville, MD
  • 04/2021 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 07/2012 → Present
    Lorraine'S Antiques
    Stratford, CT
  • 05/2025 → Present
    Stratford, CT
Previous Registrations
  • 2021-04-01 → 2025-05-01
    Grove Point Advisors, Llc
    Stratford, CT
    Rockville, MD
    Rockville, MD
  • 2010-03-16 → 2021-04-01
    Grove Point Investments, Llc
    Rockville, MD
    Stratford, CT
  • 2009-02-26 → 2010-04-13
    Ic Advisory Services, Inc.
    Stratford, CT
    Bedminster, NJ
  • 2007-04-30 → 2009-02-26
    Morgan Stanley & Co. Llc
    Fairfield, CT
    Westport, CT
Other Businesses

1 - 05/2025 - H-SFG - Non-Variable Insurance - Inv Related - 5 Hours/Month - 1 Hour During Trading - Stratford, CT - OBA Start Date: 05/01/2025. 2 - 05/2025 - Lorraine's Antiques DBA G Whitehead Trading Co. on eBay - Business Owner - Not Inv Related - 4 Hours/Month - Stratford, CT - OBA Start Date: 05/01/2025. 3 - 05/2025 - Hillgen-Santa Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related - 80 Hours/Month - 50 Hours During Trading - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-27
  • S66 Uniform Combined State Law Examination
    2007-04-27
Other Names
  • Michael Stuart Hillgen-Santa
  • Michael Stuart Hillgen-Santa
  • Michael Stuart Santa

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