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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H.BEck, Inc. | Rockville | MD | 03/2010 | 03/2021 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Lorraine'S Antiques | Stratford | CT | 07/2012 | Present |
| Lpl Financial Llc | Stratford | CT | 05/2025 | Present |
1 - 05/2025 - H-SFG - Non-Variable Insurance - Inv Related - 5 Hours/Month - 1 Hour During Trading - Stratford, CT - OBA Start Date: 05/01/2025. 2 - 05/2025 - Lorraine's Antiques DBA G Whitehead Trading Co. on eBay - Business Owner - Not Inv Related - 4 Hours/Month - Stratford, CT - OBA Start Date: 05/01/2025. 3 - 05/2025 - Hillgen-Santa Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related - 80 Hours/Month - 50 Hours During Trading - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-27 |
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