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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-02-23 |
| TX | RA | APPROVED | 2012-10-09 |
| TN | RA | APPROVED | 2010-04-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce Fenner & Smith, Inc. | Bristol | TN | 04/2010 | Present |
| Bank Of America, N.A. | Kingsport | TN | 03/2012 | Present |
I*3415265, Entity Type: , Name of OBA: D W L Charitable Remainder Unitrust 12/26/2025, Address: Jonesborough , Tennessee, 37659, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 01/01/2026, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-22 |
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