Rebecca Loyd Frazier

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2021-02-23
TX	RA	APPROVED	2012-10-09
TN	RA	APPROVED	2010-04-30

SC RA
APPROVED

Since 2021-02-23
TX RA
APPROVED

Since 2012-10-09
TN RA
APPROVED

Since 2010-04-30

Branch Locations

7 Sheridan Sq, Kingsport, TN 37660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce Fenner & Smith, Inc.	Bristol	TN	04/2010	Present
Bank Of America, N.A.	Kingsport	TN	03/2012	Present

04/2010 → Present

Merrill Lynch, Pierce Fenner & Smith, Inc.

Bristol, TN
03/2012 → Present

Bank Of America, N.A.

Kingsport, TN

Previous Registrations

2006-10-04 → 2010-05-05

Edward Jones

Kingsport, TN

Other Businesses

I*3415265, Entity Type: , Name of OBA: D W L Charitable Remainder Unitrust 12/26/2025, Address: Jonesborough , Tennessee, 37659, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 01/01/2026, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-30
S63	Uniform Securities Agent State Law Examination	1993-01-22

S66 Uniform Combined State Law Examination

2010-08-30
S63 Uniform Securities Agent State Law Examination

1993-01-22

Designations

Certified Financial Planner

Other Names

Becky Frazier
Becky Frazier
Becky Loyd
Rebecca Gale Frazier
Rebecca G Loyd

View on SEC IAPD